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William Cuthbert Faulkner
(1897 - 1962)
American novelist and short-story writer who was awarded the 1949 Nobel
Prize for Literature.
Youth and early writings.
As the eldest of the four sons of Murry Cuthbert and Maud Butler Falkner,
William Faulkner (as he later spelled his name) was well aware of his
family background and especially of his great-grandfather, Colonel William
Clark Falkner, a colourful if violent figure who fought gallantly during
the Civil War, built a local railway, and published a popular romantic
novel called The White Rose of Memphis. Born in New Albany, Miss., Faulkner
soon moved with his parents to nearby Ripley and then to the town of
Oxford, the seat of Lafayette county, where his father later became
business manager of the University of Mississippi. In Oxford he experienced
the characteristic open-air upbringing of a Southern white youth of
middle-class parents: he had a pony to ride and was introduced to guns
and hunting. A reluctant student, he left high school without graduating
but devoted himself to "undirected reading," first in isolation
and later under the guidance of Phil Stone, a family friend who combined
study and practice of the law with lively literary interests and was
a constant source of current books and magazines.
In July 1918, impelled by dreams of martial glory and by despair at
a broken love affair, Faulkner joined the British Royal Air Force (RAF)
as a cadet pilot under training in Canada, although the November 1918
armistice intervened before he could finish ground school, let alone
fly or reach Europe. After returning home, he enrolled for a few university
courses, published poems and drawings in campus newspapers, and acted
out a self-dramatizing role as a poet who had seen wartime service.
After working in a New York bookstore for three months in the fall of
1921, he returned to Oxford and ran the university post office there
with notorious laxness until forced to resign. In 1924 Stone's financial
assistance enabled him to publish The Marble Faun, a pastoral verse-sequence
in rhymed octosyllabic couplets. There were also early short stories,
but Faulkner's first sustained attempt to write fiction occurred during
a six-month visit to New Orleans--then a significant literary centre--that
began in January 1925 and ended in early July with his departure for
a five-month tour of Europe, including several weeks in Paris.
His first novel, Soldiers' Pay (1926), given a Southern though not
a Mississippian setting, was an impressive achievement, stylistically
ambitious and strongly evocative of the sense of alienation experienced
by soldiers returning from World War I to a civilian world of which
they seemed no longer a part. A second novel, Mosquitoes (1927), launched
a satirical attack on the New Orleans literary scene, including identifiable
individuals, and can perhaps best be read as a declaration of artistic
independence. Back in Oxford--with occasional visits to Pascagoula on
the Gulf Coast--Faulkner again worked at a series of temporary jobs
but was chiefly concerned with proving himself as a professional writer.
None of his short stories was accepted, however, and he was especially
shaken by his difficulty in finding a publisher for Flags in the Dust
(published posthumously, 1973), a long, leisurely novel, drawing extensively
on local observation and his own family history, that he had confidently
counted upon to establish his reputation and career. When the novel
eventually did appear, severely truncated, as Sartoris in 1929, it created
in print for the first time that densely imagined world of Jefferson
and Yoknapatawpha County--based partly on Ripley but chiefly on Oxford
and Lafayette county and characterized by frequent recurrences of the
same characters, places, and themes--which Faulkner was to use as the
setting for so many subsequent novels and stories.
The major novels.
Faulkner had meanwhile "written [his] guts" into the more
technically sophisticated The Sound and the Fury, believing that he
was fated to remain permanently unpublished and need therefore make
no concessions to the cautious commercialism of the literary marketplace.
The novel did find a publisher, despite the difficulties it posed for
its readers, and from the moment of its appearance in October 1929 Faulkner
drove confidently forward as a writer, engaging always with new themes,
new areas of experience, and, above all, new technical challenges. Crucial
to his extraordinary early productivity was the decision to shun the
talk, infighting, and publicity of literary centres and live instead
in what was then the small-town remoteness of Oxford, where he was already
at home and could devote himself, in near isolation, to actual writing.
In 1929 he married Estelle Oldham--whose previous marriage, now terminated,
had helped drive him into the RAF in 1918. One year later he bought
Rowan Oak, a handsome but run-down pre-Civil War house on the outskirts
of Oxford, restoration work on the house becoming, along with hunting,
an important diversion in the years ahead. A daughter, Jill, was born
to the couple in 1933, and although their marriage was otherwise troubled,
Faulkner remained working at home throughout the 1930s and '40s, except
when financial need forced him to accept the Hollywood screenwriting
assignments he deplored but very competently fulfilled.
Oxford provided Faulkner with intimate access to a deeply conservative
rural world, conscious of its past and remote from the urban-industrial
mainstream, in terms of which he could work out the moral as well as
narrative patterns of his work. His fictional methods, however, were
the reverse of conservative. He knew the work not only of Honore de
Balzac, Gustave Flaubert, Charles Dickens, and Herman Melville but also
of Joseph Conrad, James Joyce, Sherwood Anderson, and other recent figures
on both sides of the Atlantic, and in The Sound and the Fury (1929),
his first major novel, he combined a Yoknapatawpha setting with radical
technical experimentation. In successive "stream-of-consciousness"
monologues the three brothers of Candace (Caddy) Compson--Benjy the
idiot, Quentin the disturbed Harvard undergraduate, and Jason the embittered
local businessman--expose their differing obsessions with their sister
and their loveless relationships with their parents. A fourth section,
narrated as if authorially, provides new perspectives on some of the
central characters, including Dilsey, the Compsons' black servant, and
moves toward a powerful yet essentially unresolved conclusion. Faulkner's
next novel, the brilliant tragicomedy called As I Lay Dying (1930),
is centred upon the conflicts within the "poor white" Bundren
family as it makes its slow and difficult way to Jefferson to bury its
matriarch's malodorously decaying corpse. Entirely narrated by the various
Bundrens and people encountered on their journey, it is the most systematically
multi-voiced of Faulkner's novels and marks the culmination of his early
post-Joycean experimentalism.
Although the psychological intensity and technical innovation of these
two novels were scarcely calculated to ensure a large contemporary readership,
Faulkner's name was beginning to be known in the early 1930s, and he
was able to place short stories even in such popular--and well-paying--magazines
as Collier's and Saturday Evening Post. Greater, if more equivocal,
prominence came with the financially successful publication of Sanctuary,
a novel about the brutal rape of a Southern college student and its
generally violent, sometimes comic, consequences. A serious work, despite
Faulkner's unfortunate declaration that it was written merely to make
money, Sanctuary was actually completed prior to As I Lay Dying and
published, in February 1931, only after Faulkner had gone to the trouble
and expense of restructuring and partly rewriting it--though without
moderating the violence--at proof stage. Despite the demands of film
work and short stories (of which a first collection appeared in 1931
and a second in 1934), and even the preparation of a volume of poems
(published in 1933 as A Green Bough), Faulkner produced in 1932 another
long and powerful novel. Complexly structured and involving several
major characters, Light in August revolves primarily upon the contrasted
careers of Lena Grove, a pregnant young countrywoman serenely in pursuit
of her biological destiny, and Joe Christmas, a dark-complexioned orphan
uncertain as to his racial origins, whose life becomes a desperate and
often violent search for a sense of personal identity, a secure location
on one side or the other of the tragic dividing line of colour.
Made temporarily affluent by Sanctuary and Hollywood, Faulkner took
up flying in the early 1930s, bought a Waco cabin aircraft, and flew
it in February 1934 to the dedication of Shushan Airport in New Orleans,
gathering there much of the material for Pylon, the novel about racing
and barnstorming pilots that he published in 1935. Having given the
Waco to his youngest brother, Dean, and encouraged him to become a professional
pilot, Faulkner was both grief- and guilt-stricken when Dean crashed
and died in the plane later in 1935; when Dean's daughter was born in
1936 he took responsibility for her education. The experience perhaps
contributed to the emotional intensity of the novel on which he was
then working. In Absalom, Absalom! (1936) Thomas Sutpen arrives in Jefferson
from "nowhere," ruthlessly carves a large plantation out of
the Mississippi wilderness, fights valiantly in the Civil War in defense
of his adopted society, but is ultimately destroyed by his inhumanity
toward those whom he has used and cast aside in the obsessive pursuit
of his grandiose dynastic "design." By refusing to acknowledge
his first, partly black, son, Charles Bon, Sutpen also loses his second
son, Henry, who goes into hiding after killing Bon (whom he loves) in
the name of their sister's honour. Because this profoundly Southern
story is constructed--speculatively, conflictingly, and inconclusively--by
a series of narrators with sharply divergent self-interested perspectives,
Absalom, Absalom! is often seen, in its infinite open-endedness, as
Faulkner's supreme "modernist" fiction, focused above all
on the processes of its own telling.
Later life and works.
The novel The Wild Palms (1939) was again technically adventurous, with
two distinct yet thematically counterpointed narratives alternating,
chapter by chapter, throughout. But Faulkner was beginning to return
to the Yoknapatawpha County material he had first imagined in the 1920s
and subsequently exploited in short-story form. The Unvanquished (1938)
was relatively conventional, but The Hamlet (1940), the first volume
of the long-uncompleted "Snopes" trilogy, emerged as a work
of extraordinary stylistic richness. Its episodic structure is underpinned
by recurrent thematic patterns and by the wryly humorous presence of
V.K. Ratliff--an itinerant sewing-machine agent--and his unavailing
opposition to the increasing power and prosperity of the supremely manipulative
Flem Snopes and his numerous "poor white" relatives. In 1942
appeared Go Down, Moses, yet another major work, in which an intense
exploration of the linked themes of racial, sexual, and environmental
exploitation is conducted largely in terms of the complex interactions
between the "white" and "black" branches of the
plantation-owning McCaslin family, especially as represented by Isaac
McCaslin on the one hand and Lucas Beauchamp on the other.
For various reasons--the constraints on wartime publishing, financial
pressures to take on more scriptwriting, difficulties with the work
later published as A Fable--Faulkner did not produce another novel until
Intruder in the Dust (1948), in which Lucas Beauchamp, reappearing from
Go Down, Moses, is proved innocent of murder, and thus saved from lynching,
only by the persistent efforts of a young white boy. Racial issues were
again confronted, but in the somewhat ambiguous terms that were to mark
Faulkner's later public statements on race: while deeply sympathetic
to the oppression suffered by blacks in the Southern states, he nevertheless
felt that such wrongs should be righted by the South itself, free of
Northern intervention.
Faulkner's American reputation--which had always lagged well behind
his reputation in Europe--was boosted by The Portable Faulkner (1946),
an anthology skillfully edited by Malcolm Cowley in accordance with
the arresting if questionable thesis that Faulkner was deliberately
constructing an historically based "legend" of the South.
Faulkner's Collected Stories (1950), impressive in both quantity and
quality, was also well received, and later in 1950 the award of the
Nobel Prize for Literature catapulted the author instantly to the peak
of world fame and enabled him to affirm, in a famous acceptance speech,
his belief in the survival of the human race, even in an atomic age,
and in the importance of the artist to that survival.
The Nobel Prize had a major impact on Faulkner's private life. Confident
now of his reputation and future sales, he became less consistently
"driven" as a writer than in earlier years and allowed himself
more personal freedom, drinking heavily at times and indulging in a
number of extramarital affairs--his opportunities in these directions
being considerably enhanced by a final screenwriting assignment in Egypt
in 1954 and several overseas trips (most notably to Japan in 1955) undertaken
on behalf of the U.S. State Department. He took his "ambassadorial"
duties seriously, speaking frequently in public and to interviewers,
and also became politically active at home, taking positions on major
racial issues in the vain hope of finding middle ground between entrenched
Southern conservatives and interventionist Northern liberals. Local
Oxford opinion proving hostile to such views, Faulkner in 1957 and 1958
readily accepted semester-long appointments as writer-in-residence at
the University of Virginia in Charlottesville. Attracted to the town
by the presence of his daughter and her children as well as by its opportunities
for horse-riding and fox-hunting, Faulkner bought a house there in 1959,
though continuing to spend time at Rowan Oak.
The quality of Faulkner's writing is often said to have declined in
the wake of the Nobel Prize. But the central sections of Requiem for
a Nun (1951) are challengingly set out in dramatic form, and A Fable
(1954), a long, densely written, and complexly structured novel about
World War I, demands attention as the work in which Faulkner made by
far his greatest investment of time, effort, and authorial commitment.
In The Town (1957) and The Mansion (1959) Faulkner not only brought
the "Snopes" trilogy to its conclusion, carrying his Yoknapatawpha
narrative to beyond the end of World War II, but subtly varied the management
of narrative point of view. Finally, in June 1962 Faulkner published
yet another distinctive novel, the genial, nostalgic comedy of male
maturation he called The Reivers and appropriately subtitled "A
Reminiscence." A month later he was dead, of a heart attack, at
the age of 64, his health undermined by his drinking and by too many
falls from horses too big for him.
Assessment.
By the time of his death Faulkner had clearly emerged not just as the
major American novelist of his generation but as one of the greatest
writers of the 20th century, unmatched for his extraordinary structural
and stylistic resourcefulness, for the range and depth of his characterization
and social notation, and for his persistence and success in exploring
fundamental human issues in intensely localized terms. Some critics,
early and late, have found his work extravagantly rhetorical and unduly
violent, and there have been strong objections, especially late in the
20th century, to the perceived insensitivity of his portrayals of women
and black Americans. His reputation, grounded in the sheer scale and
scope of his achievement, seems nonetheless secure, and he remains a
profoundly influential presence for novelists writing in the United
States, South America, and, indeed, throughout the world.
BIBLIOGRAPHY.
Joseph Blotner, Faulkner: A Biography, 2 vol. (1974), continues to be
the most complete and reliable biography, but is best read in the rev.
and shortened ed., 1 vol. (1984, reissued 1991). Joel Williamson, William
Faulkner and Southern History (1993), deals more fully with the family
background; while David Minter, William Faulkner: His Life and Work
(1980); and Michel Gresset, A Faulkner Chronology (1985), are useful
introductory volumes. In the absence of any full-scale bibliography
of Faulkner's works, Carl Petersen, Each in Its Ordered Place: A Faulkner
Collector's Notebook (1975), is still the best single reference source.
Early critical studies that remain accessible and relevant are Cleanth
Brooks, William Faulkner: The Yoknapatawpha Country (1963, reprinted
1990), and William Faulkner: Toward Yoknapatawpha and Beyond (1978,
reprinted 1989); and Michael Millgate, The Achievement of William Faulkner
(1966, reprinted 1989). John T. Matthews, The Play of Faulkner's Language
(1982); and Andre Bleikasten, The Ink of Melancholy: Faulkner's Novels,
from The Sound and the Fury to Light in August (1990), are important
examples of more recent criticism. Eric J. Sundquist, Faulkner: The
House Divided (1983), writes perceptively of Faulkner and race; and
differing approaches to Faulkner's treatment of gender issues are reflected
in Doreen Fowler and Ann J. Abadie (eds.), Faulkner and Women (1986).
The following collections of essays are also useful: Andre Bleikasten
(ed.), William Faulkner's The Sound and the Fury: A Critical Casebook
(1982); Noel Polk (ed.), New Essays on The Sound and the Fury (1993);
Dianne L. Cox (ed.), William Faulkner's As I Lay Dying: A Critical Casebook
(1985); Francois L. Pitavy (ed.), William Faulkner's Light in August:
A Critical Casebook (1982); Michael Millgate (ed.), New Essays on Light
in August (1987); and Elisabeth Muhlenfeld (ed.), William Faulkner's
Absalom, Absalom!: A Critical Casebook (1984).
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